Financial compliance involves the regulations that govern capital markets and the financial services sector. The enforcement of those regulations is at the heart of financial compliance. In a complex industry, financial compliance evolves with technology and society. It is important to know and keep up with the top challenges you might face when working in […]
Top 5 Financial Compliance Issues Read More »
Kelli Rodriguez Currie, the Director of International and Graduate studies at Seattle University School of Law, is a 2014 alumna who earned her JD in sports administration and leadership. She comes from a compliance background, specializing in collegiate athletics compliance, and approaches with an academic perspective. Guest Speaker Cynthia Scott, however, approaches with a practical
Earning a Masters Degree focused on Financial Compliance with Cynthia Scott Read More »
https://youtu.be/-qrgCiLV0BQ Ali Higgs, the Director of Regulatory and Legal Affairs for the State of Washington Financial Institutions, spoke at a recent Seattle University webinar. Ali Higgs is an adjunct professor in Seattle U’s Master of Legal Studies (MLS) program, teaching financial Privacy and Cybersecurity. Our Director of Graduate Studies, Kelli Rodriguez Currie, met with Professor
Watch Our Financial Compliance Webinar and the Advantages of Earning an MLS Degree Read More »
